PRINCIPAL EXCHANGE TRADED FD

CUSIP: 74255Y706 Class: PRINCIPAL ACTV

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 11,320 Value ($000) $297 Avg Close — Range —
Q1 2020
Shares 11,320 Value ($000) $253 Avg Close — Range —
Q4 2019
Shares 12,570 Value ($000) $378 Avg Close — Range —
Q3 2019
Shares 11,920 Value ($000) $335 Avg Close — Range —
Q2 2019
Shares 8,862 Value ($000) $248 Avg Close — Range —