PROOFPOINT INC

CUSIP: 743424AB9 Class: CONV

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,985,000 Value ($000) $5,709 Avg Close — Range —
Q4 2016
Shares 2,985,000 Value ($000) $5,457 Avg Close — Range —
Q3 2016
Shares 3,885,000 Value ($000) $7,498 Avg Close — Range —
Q2 2016
Shares 4,685,000 Value ($000) $7,827 Avg Close — Range —
Q1 2016
Shares 4,685,000 Value ($000) $6,837 Avg Close — Range —
Q4 2015
Shares 4,260,000 Value ($000) $7,338 Avg Close — Range —
Q3 2015
Shares 4,260,000 Value ($000) $6,962 Avg Close — Range —
Q2 2015
Shares 4,810,000 Value ($000) $8,132 Avg Close — Range —
Q1 2015
Shares 8,110,000 Value ($000) $12,920 Avg Close — Range —
Q4 2014
Shares 9,965,000 Value ($000) $13,609 Avg Close — Range —