PROOFPOINT INC

CUSIP: 743424AB9 Class: CONV

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 150,000 Value ($000) $338 Avg Close — Range —
Q2 2017
Shares 250,000 Value ($000) $555 Avg Close — Range —
Q1 2017
Shares 250,000 Value ($000) $479 Avg Close — Range —
Q4 2016
Shares 250,000 Value ($000) $453 Avg Close — Range —
Q3 2016
Shares 250,000 Value ($000) $488 Avg Close — Range —
Q2 2016
Shares 250,000 Value ($000) $392 Avg Close — Range —
Q1 2016
Shares 250,000 Value ($000) $365 Avg Close — Range —
Q4 2015
Shares 250,000 Value ($000) $433 Avg Close — Range —
Q3 2015
Shares 250,000 Value ($000) $401 Avg Close — Range —
Q2 2015
Shares 1,000,000 Value ($000) $1,668 Avg Close — Range —
Q1 2015
Shares 1,000,000 Value ($000) $1,571 Avg Close — Range —
Q4 2014
Shares 1,000,000 Value ($000) $1,380 Avg Close — Range —