PROOFPOINT INC

CUSIP: 743424AD5 Class: NOTE

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 1,435,000 Value ($000) $2,105 Avg Close — Range —
Q1 2018
Shares 6,075,000 Value ($000) $8,867 Avg Close — Range —
Q4 2017
Shares 6,075,000 Value ($000) $7,601 Avg Close — Range —
Q3 2017
Shares 7,215,000 Value ($000) $9,014 Avg Close — Range —
Q2 2017
Shares 9,915,000 Value ($000) $12,351 Avg Close — Range —
Q1 2017
Shares 9,415,000 Value ($000) $10,715 Avg Close — Range —
Q4 2016
Shares 9,115,000 Value ($000) $10,294 Avg Close — Range —
Q3 2016
Shares 7,135,000 Value ($000) $8,250 Avg Close — Range —
Q2 2016
Shares 7,135,000 Value ($000) $7,657 Avg Close — Range —