PROOFPOINT INC

CUSIP: 743424AD5 Class: NOTE

PIER 88 INVESTMENT PARTNERS LLC's Holding History (CIK: 0001697366)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 20,000 Value ($000) $29 Avg Close — Range —
Q4 2017
Shares 20,000 Value ($000) $25 Avg Close — Range —
Q3 2017
Shares 5,000 Value ($000) $6 Avg Close — Range —
Q2 2017
Shares 5,000 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 5,000 Value ($000) $6 Avg Close — Range —
Q4 2016
Shares 2,670,000 Value ($000) $3,058 Avg Close — Range —