PROOFPOINT INC

CUSIP: 743424AF0 Class: NOTE

III Capital Management's Holding History (CIK: 0001783139)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 11,293,000 Value ($000) $12,007 Avg Close — Range —
Q4 2020
Shares 9,000,000 Value ($000) $10,056 Avg Close — Range —
Q3 2020
Shares 7,568,000 Value ($000) $7,567 Avg Close — Range —