PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

BANK OF NOVA SCOTIA's Holding History (CIK: 0000009631)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 266,000 Value ($000) $1,788 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 375,000 Value ($000) $3,045 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 575,000 Value ($000) $5,198 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 525,000 Value ($000) $4,384 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 525,000 Value ($000) $4,253 Avg Close $2.66 Range $2.47 - $2.82

Q4 2015

Shares 250,000 Value ($000) $1,745 Avg Close $2.11 Range $1.80 - $2.22

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	266,000	$1,788	$2.71	$2.39 - $2.99
Q2 2017	375,000	$3,045	$3.01	$2.79 - $3.29
Q1 2017	575,000	$5,198	$3.06	$2.80 - $3.27
Q4 2016	525,000	$4,384	$2.66	$2.34 - $2.87
Q3 2016	525,000	$4,253	$2.66	$2.47 - $2.82
Q4 2015	250,000	$1,745	$2.11	$1.80 - $2.22