PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 39,342 Value ($000) $319 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 39,342 Value ($000) $308 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 39,342 Value ($000) $287 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 179,342 Value ($000) $1,251 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 194,142 Value ($000) $1,385 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 231,942 Value ($000) $1,710 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 232,132 Value ($000) $1,963 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 335,466 Value ($000) $2,772 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 505,461 Value ($000) $5,005 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 556,905 Value ($000) $5,917 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 5,647,228 Value ($000) $60,989 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 5,390,744 Value ($000) $60,478 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 4,885,881 Value ($000) $54,622 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 4,424,676 Value ($000) $47,788 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	39,342	$319	$2.66	$2.47 - $2.82
Q2 2016	39,342	$308	$2.35	$2.17 - $2.50
Q1 2016	39,342	$287	$2.00	$1.57 - $2.30
Q4 2015	179,342	$1,251	$2.11	$1.80 - $2.22
Q3 2015	194,142	$1,385	$2.09	$1.49 - $2.29
Q2 2015	231,942	$1,710	$2.18	$1.97 - $2.33
Q1 2015	232,132	$1,963	$2.25	$2.15 - $2.34
Q4 2014	335,466	$2,772	$2.34	$2.06 - $2.50
Q3 2014	505,461	$5,005	$2.59	$2.48 - $2.69
Q2 2014	556,905	$5,917	$2.48	$2.18 - $2.60
Q1 2014	5,647,228	$60,989	$2.55	$2.47 - $2.63
Q4 2013	5,390,744	$60,478	$2.52	$2.40 - $2.59
Q3 2013	4,885,881	$54,622	$2.42	$2.27 - $2.55
Q2 2013	4,424,676	$47,788	$2.26	$2.14 - $2.34