PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

COMMERZBANK AKTIENGESELLSCHAFT /FI's Holding History (CIK: 0000852933)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 33,925 Value ($000) $242 Avg Close $2.09 Range $1.49 - $2.29
Q2 2015
Shares 25,147 Value ($000) $185 Avg Close $2.18 Range $1.97 - $2.33
Q1 2015
Shares 14,040 Value ($000) $119 Avg Close $2.25 Range $2.15 - $2.34