PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 34 Value ($000) $229 Avg Close $2.43 Range $2.05 - $2.77

Q1 2014

Shares 106,051 Value ($000) $1,145 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 97,851 Value ($000) $1,098 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 109,546 Value ($000) $1,225 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 108,246 Value ($000) $1,169 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	34	$229	$2.43	$2.05 - $2.77
Q1 2014	106,051	$1,145	$2.55	$2.47 - $2.63
Q4 2013	97,851	$1,098	$2.52	$2.40 - $2.59
Q3 2013	109,546	$1,225	$2.42	$2.27 - $2.55
Q2 2013	108,246	$1,169	$2.26	$2.14 - $2.34