PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

HSBC HOLDINGS PLC's Holding History (CIK: 0000873630)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 13,266 Value ($000) $86 Avg Close $2.83 Range $2.63 - $2.97
Q4 2018
Shares 13,266 Value ($000) $84 Avg Close $2.79 Range $2.38 - $3.03
Q3 2018
Shares 13,174 Value ($000) $97 Avg Close $2.85 Range $2.66 - $3.09
Q2 2018
Shares 13,127 Value ($000) $88 Avg Close $2.61 Range $2.47 - $2.75
Q3 2015
Shares 420,000 Value ($000) $2,995 Avg Close $2.09 Range $1.49 - $2.29
Q3 2013
Shares 16,754 Value ($000) $187 Avg Close $2.42 Range $2.27 - $2.55
Q2 2013
Shares 29,400 Value ($000) $318 Avg Close $2.26 Range $2.14 - $2.34
Q1 2013
Shares 36,530 Value ($000) $399 Avg Close $2.30 Range $2.22 - $2.36
Q4 2012
Shares 42,116 Value ($000) $458 Avg Close — Range —
Q3 2012
Shares 42,116 Value ($000) $485 Avg Close — Range —
Q2 2012
Shares 33,128 Value ($000) $377 Avg Close — Range —
Q1 2012
Shares 33,128 Value ($000) $364 Avg Close — Range —