PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 465,800 Value ($000) $5,031 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 460,600 Value ($000) $5,168 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 430,000 Value ($000) $4,821 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 406,400 Value ($000) $4,402 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	465,800	$5,031	$2.55	$2.47 - $2.63
Q4 2013	460,600	$5,168	$2.52	$2.40 - $2.59
Q3 2013	430,000	$4,821	$2.42	$2.27 - $2.55
Q2 2013	406,400	$4,402	$2.26	$2.14 - $2.34