PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

KEMPNER CAPITAL MANAGEMENT INC.'s Holding History (CIK: 0000898399)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 15,600 Value ($000) $141 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 15,600 Value ($000) $130 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 15,600 Value ($000) $126 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 15,600 Value ($000) $122 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 15,600 Value ($000) $113 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 15,600 Value ($000) $109 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 15,600 Value ($000) $111 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 15,600 Value ($000) $115 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 15,600 Value ($000) $132 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 15,600 Value ($000) $129 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 15,600 Value ($000) $154 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 12,700 Value ($000) $135 Avg Close $2.48 Range $2.18 - $2.60

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	15,600	$141	$3.06	$2.80 - $3.27
Q4 2016	15,600	$130	$2.66	$2.34 - $2.87
Q3 2016	15,600	$126	$2.66	$2.47 - $2.82
Q2 2016	15,600	$122	$2.35	$2.17 - $2.50
Q1 2016	15,600	$113	$2.00	$1.57 - $2.30
Q4 2015	15,600	$109	$2.11	$1.80 - $2.22
Q3 2015	15,600	$111	$2.09	$1.49 - $2.29
Q2 2015	15,600	$115	$2.18	$1.97 - $2.33
Q1 2015	15,600	$132	$2.25	$2.15 - $2.34
Q4 2014	15,600	$129	$2.34	$2.06 - $2.50
Q3 2014	15,600	$154	$2.59	$2.48 - $2.69
Q2 2014	12,700	$135	$2.48	$2.18 - $2.60