PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 944,816 Value ($000) $6,869 Avg Close $2.00 Range $1.57 - $2.30
Q4 2015
Shares 1,655,025 Value ($000) $11,552 Avg Close $2.11 Range $1.80 - $2.22
Q3 2015
Shares 1,387,426 Value ($000) $9,892 Avg Close $2.09 Range $1.49 - $2.29
Q2 2015
Shares 1,118,902 Value ($000) $8,246 Avg Close $2.18 Range $1.97 - $2.33
Q1 2015
Shares 1,118,902 Value ($000) $9,455 Avg Close $2.25 Range $2.15 - $2.34
Q4 2014
Shares 1,000,294 Value ($000) $8,262 Avg Close $2.34 Range $2.06 - $2.50
Q3 2014
Shares 355,073 Value ($000) $3,515 Avg Close $2.59 Range $2.48 - $2.69
Q2 2014
Shares 98,400 Value ($000) $1,046 Avg Close $2.48 Range $2.18 - $2.60
Q2 2013
Shares 104,588 Value ($000) $1,129 Avg Close $2.26 Range $2.14 - $2.34