PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

ADVISORY RESEARCH INC's Holding History (CIK: 0000902584)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 223,808 Value ($000) $1,412 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 292,078 Value ($000) $2,141 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 324,444 Value ($000) $2,177 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 341,020 Value ($000) $2,234 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 397,659 Value ($000) $2,680 Avg Close $2.43 Range $2.05 - $2.77

Q1 2014

Shares 82,820 Value ($000) $894 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 92,000 Value ($000) $1,032 Avg Close $2.52 Range $2.40 - $2.59

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	223,808	$1,412	$2.79	$2.38 - $3.03
Q3 2018	292,078	$2,141	$2.85	$2.66 - $3.09
Q2 2018	324,444	$2,177	$2.61	$2.47 - $2.75
Q1 2018	341,020	$2,234	$2.55	$2.27 - $2.67
Q4 2017	397,659	$2,680	$2.43	$2.05 - $2.77
Q1 2014	82,820	$894	$2.55	$2.47 - $2.63
Q4 2013	92,000	$1,032	$2.52	$2.40 - $2.59