PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

CCM INVESTMENT ADVISERS LLC's Holding History (CIK: 0000931097)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 93,386 Value ($000) $1,008 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 578,577 Value ($000) $6,491 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 753,368 Value ($000) $8,415 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 807,209 Value ($000) $8,717 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	93,386	$1,008	$2.55	$2.47 - $2.63
Q4 2013	578,577	$6,491	$2.52	$2.40 - $2.59
Q3 2013	753,368	$8,415	$2.42	$2.27 - $2.55
Q2 2013	807,209	$8,717	$2.26	$2.14 - $2.34