PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

UMB Bank, n.a.'s Holding History (CIK: 0000933429)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 137 Value ($000) $1 Avg Close $4.79 Range $4.26 - $5.07
Q4 2022
Shares 137 Value ($000) $0 Avg Close $4.63 Range $3.90 - $5.07
Q3 2022
Shares 137 Value ($000) $1 Avg Close $4.69 Range $3.88 - $5.14
Q4 2021
Shares 3,627 Value ($000) $31 Avg Close $4.94 Range $4.51 - $5.31