PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 38,805 Value ($000) $412 Avg Close $2.48 Range $2.18 - $2.60
Q1 2014
Shares 22,632 Value ($000) $245 Avg Close $2.55 Range $2.47 - $2.63