PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 500 Value ($000) $4 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 250 Value ($000) $2 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 250 Value ($000) $2 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 500 Value ($000) $3 Avg Close $2.43 Range $2.05 - $2.77

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	500	$4	$2.85	$2.66 - $3.09
Q2 2018	250	$2	$2.61	$2.47 - $2.75
Q1 2018	250	$2	$2.55	$2.27 - $2.67
Q4 2017	500	$3	$2.43	$2.05 - $2.77