PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 1,136 Value ($000) $1,107 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 135,657 Value ($000) $1,061 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 151,867 Value ($000) $134 Avg Close $2.00 Range $1.57 - $2.30

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	1,136	$1,107	$2.66	$2.47 - $2.82
Q2 2016	135,657	$1,061	$2.35	$2.17 - $2.50
Q1 2016	151,867	$134	$2.00	$1.57 - $2.30