PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

KEYBANK NATIONAL ASSOCIATION/OH's Holding History (CIK: 0001089877)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 16,211 Value ($000) $135 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 21,511 Value ($000) $174 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 20,100 Value ($000) $157 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 167,610 Value ($000) $1,219 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 164,610 Value ($000) $1,149 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 229,358 Value ($000) $1,635 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 228,558 Value ($000) $1,684 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 229,558 Value ($000) $1,940 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 352,461 Value ($000) $2,911 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 352,611 Value ($000) $3,491 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 123,046 Value ($000) $1,307 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 141,742 Value ($000) $1,531 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 128,571 Value ($000) $1,443 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 917,060 Value ($000) $10,244 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 3,672,062 Value ($000) $39,658 Avg Close $2.26 Range $2.14 - $2.34

Q1 2013

Shares 3,671,837 Value ($000) $40,060 Avg Close $2.30 Range $2.22 - $2.36

Q4 2012

Shares 19,500 Value ($000) $212 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	16,211	$135	$2.66	$2.34 - $2.87
Q3 2016	21,511	$174	$2.66	$2.47 - $2.82
Q2 2016	20,100	$157	$2.35	$2.17 - $2.50
Q1 2016	167,610	$1,219	$2.00	$1.57 - $2.30
Q4 2015	164,610	$1,149	$2.11	$1.80 - $2.22
Q3 2015	229,358	$1,635	$2.09	$1.49 - $2.29
Q2 2015	228,558	$1,684	$2.18	$1.97 - $2.33
Q1 2015	229,558	$1,940	$2.25	$2.15 - $2.34
Q4 2014	352,461	$2,911	$2.34	$2.06 - $2.50
Q3 2014	352,611	$3,491	$2.59	$2.48 - $2.69
Q2 2014	123,046	$1,307	$2.48	$2.18 - $2.60
Q1 2014	141,742	$1,531	$2.55	$2.47 - $2.63
Q4 2013	128,571	$1,443	$2.52	$2.40 - $2.59
Q3 2013	917,060	$10,244	$2.42	$2.27 - $2.55
Q2 2013	3,672,062	$39,658	$2.26	$2.14 - $2.34
Q1 2013	3,671,837	$40,060	$2.30	$2.22 - $2.36
Q4 2012	19,500	$212	—	—