PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 261,537 Value ($000) $2,825 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 200,446 Value ($000) $2,249 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 112,942 Value ($000) $1,262 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 104,711 Value ($000) $1,131 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	261,537	$2,825	$2.55	$2.47 - $2.63
Q4 2013	200,446	$2,249	$2.52	$2.40 - $2.59
Q3 2013	112,942	$1,262	$2.42	$2.27 - $2.55
Q2 2013	104,711	$1,131	$2.26	$2.14 - $2.34