PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 85,465 Value ($000) $923 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 1,736,424 Value ($000) $19,483 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 1,480,932 Value ($000) $16,557 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 2,570,361 Value ($000) $27,759 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	85,465	$923	$2.55	$2.47 - $2.63
Q4 2013	1,736,424	$19,483	$2.52	$2.40 - $2.59
Q3 2013	1,480,932	$16,557	$2.42	$2.27 - $2.55
Q2 2013	2,570,361	$27,759	$2.26	$2.14 - $2.34