PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

PRENTISS SMITH & CO INC's Holding History (CIK: 0001134687)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 1,800 Value ($000) $13 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 3,600 Value ($000) $25 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 3,600 Value ($000) $26 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 3,600 Value ($000) $27 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 3,600 Value ($000) $30 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 3,600 Value ($000) $30 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 3,600 Value ($000) $36 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 3,600 Value ($000) $38 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 4,100 Value ($000) $44 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 4,100 Value ($000) $46 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 4,600 Value ($000) $51 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 4,600 Value ($000) $50 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	1,800	$13	$2.00	$1.57 - $2.30
Q4 2015	3,600	$25	$2.11	$1.80 - $2.22
Q3 2015	3,600	$26	$2.09	$1.49 - $2.29
Q2 2015	3,600	$27	$2.18	$1.97 - $2.33
Q1 2015	3,600	$30	$2.25	$2.15 - $2.34
Q4 2014	3,600	$30	$2.34	$2.06 - $2.50
Q3 2014	3,600	$36	$2.59	$2.48 - $2.69
Q2 2014	3,600	$38	$2.48	$2.18 - $2.60
Q1 2014	4,100	$44	$2.55	$2.47 - $2.63
Q4 2013	4,100	$46	$2.52	$2.40 - $2.59
Q3 2013	4,600	$51	$2.42	$2.27 - $2.55
Q2 2013	4,600	$50	$2.26	$2.14 - $2.34