PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 72,840 Value ($000) $475 Avg Close $2.83 Range $2.63 - $2.97

Q4 2013

Shares 40,000 Value ($000) $449 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 40,000 Value ($000) $447 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 40,000 Value ($000) $432 Avg Close $2.26 Range $2.14 - $2.34

Q1 2013

Shares 35,000 Value ($000) $382 Avg Close $2.30 Range $2.22 - $2.36

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	72,840	$475	$2.83	$2.63 - $2.97
Q4 2013	40,000	$449	$2.52	$2.40 - $2.59
Q3 2013	40,000	$447	$2.42	$2.27 - $2.55
Q2 2013	40,000	$432	$2.26	$2.14 - $2.34
Q1 2013	35,000	$382	$2.30	$2.22 - $2.36