PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 17,501 Value ($000) $158 Avg Close $3.06 Range $2.80 - $3.27

Q1 2015

Shares 17,643 Value ($000) $149 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 6,457 Value ($000) $54 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 57,280 Value ($000) $572 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 192,890 Value ($000) $2,044 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 38,436 Value ($000) $415 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 49,152 Value ($000) $552 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 53,502 Value ($000) $599 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 18,500 Value ($000) $199 Avg Close $2.26 Range $2.14 - $2.34

Q1 2013

Shares 27,324 Value ($000) $299 Avg Close $2.30 Range $2.22 - $2.36

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	17,501	$158	$3.06	$2.80 - $3.27
Q1 2015	17,643	$149	$2.25	$2.15 - $2.34
Q4 2014	6,457	$54	$2.34	$2.06 - $2.50
Q3 2014	57,280	$572	$2.59	$2.48 - $2.69
Q2 2014	192,890	$2,044	$2.48	$2.18 - $2.60
Q1 2014	38,436	$415	$2.55	$2.47 - $2.63
Q4 2013	49,152	$552	$2.52	$2.40 - $2.59
Q3 2013	53,502	$599	$2.42	$2.27 - $2.55
Q2 2013	18,500	$199	$2.26	$2.14 - $2.34
Q1 2013	27,324	$299	$2.30	$2.22 - $2.36