PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 62,500 Value ($000) $522 Avg Close $2.66 Range $2.34 - $2.87
Q2 2013
Shares 274,978 Value ($000) $2,970 Avg Close $2.26 Range $2.14 - $2.34