PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Rock Point Advisors, LLC's Holding History (CIK: 0001301540)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 28,305 Value ($000) $229 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 29,240 Value ($000) $229 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 29,240 Value ($000) $213 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 173,630 Value ($000) $1,212 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 235,365 Value ($000) $1,678 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 237,550 Value ($000) $1,751 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 207,025 Value ($000) $1,749 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 208,385 Value ($000) $1,721 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 87,060 Value ($000) $862 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 92,370 Value ($000) $981 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 76,070 Value ($000) $822 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 68,170 Value ($000) $765 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 10,100 Value ($000) $113 Avg Close $2.42 Range $2.27 - $2.55

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	28,305	$229	$2.66	$2.47 - $2.82
Q2 2016	29,240	$229	$2.35	$2.17 - $2.50
Q1 2016	29,240	$213	$2.00	$1.57 - $2.30
Q4 2015	173,630	$1,212	$2.11	$1.80 - $2.22
Q3 2015	235,365	$1,678	$2.09	$1.49 - $2.29
Q2 2015	237,550	$1,751	$2.18	$1.97 - $2.33
Q1 2015	207,025	$1,749	$2.25	$2.15 - $2.34
Q4 2014	208,385	$1,721	$2.34	$2.06 - $2.50
Q3 2014	87,060	$862	$2.59	$2.48 - $2.69
Q2 2014	92,370	$981	$2.48	$2.18 - $2.60
Q1 2014	76,070	$822	$2.55	$2.47 - $2.63
Q4 2013	68,170	$765	$2.52	$2.40 - $2.59
Q3 2013	10,100	$113	$2.42	$2.27 - $2.55