PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 37,098 Value ($000) $285 Avg Close $3.77 Range $2.90 - $4.37

Q4 2020

Shares 41,842 Value ($000) $226 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 40,031 Value ($000) $201 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 49,228 Value ($000) $252 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 37,834 Value ($000) $161 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 48,434 Value ($000) $312 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 85,434 Value ($000) $563 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 53,434 Value ($000) $349 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 54,134 Value ($000) $353 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 44,527 Value ($000) $281 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 47,480 Value ($000) $348 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 51,222 Value ($000) $344 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 65,909 Value ($000) $432 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 65,109 Value ($000) $439 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 65,003 Value ($000) $437 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 301,969 Value ($000) $2,452 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 280,975 Value ($000) $2,540 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 297,275 Value ($000) $2,482 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 68,075 Value ($000) $551 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 78,475 Value ($000) $614 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 77,516 Value ($000) $564 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 91,275 Value ($000) $637 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 141,375 Value ($000) $1,008 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 170,975 Value ($000) $1,260 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 175,175 Value ($000) $1,480 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 119,641 Value ($000) $988 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 118,141 Value ($000) $1,170 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 154,941 Value ($000) $1,646 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 150,189 Value ($000) $1,622 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 164,127 Value ($000) $1,842 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 181,018 Value ($000) $2,022 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 114,926 Value ($000) $1,241 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	37,098	$285	$3.77	$2.90 - $4.37
Q4 2020	41,842	$226	$2.78	$2.59 - $3.03
Q3 2020	40,031	$201	$2.56	$2.35 - $2.69
Q2 2020	49,228	$252	$2.31	$1.79 - $2.88
Q1 2020	37,834	$161	$2.80	$1.92 - $3.13
Q4 2019	48,434	$312	$3.01	$2.91 - $3.14
Q3 2019	85,434	$563	$2.96	$2.79 - $3.06
Q2 2019	53,434	$349	$2.89	$2.74 - $3.00
Q1 2019	54,134	$353	$2.83	$2.63 - $2.97
Q4 2018	44,527	$281	$2.79	$2.38 - $3.03
Q3 2018	47,480	$348	$2.85	$2.66 - $3.09
Q2 2018	51,222	$344	$2.61	$2.47 - $2.75
Q1 2018	65,909	$432	$2.55	$2.27 - $2.67
Q4 2017	65,109	$439	$2.43	$2.05 - $2.77
Q3 2017	65,003	$437	$2.71	$2.39 - $2.99
Q2 2017	301,969	$2,452	$3.01	$2.79 - $3.29
Q1 2017	280,975	$2,540	$3.06	$2.80 - $3.27
Q4 2016	297,275	$2,482	$2.66	$2.34 - $2.87
Q3 2016	68,075	$551	$2.66	$2.47 - $2.82
Q2 2016	78,475	$614	$2.35	$2.17 - $2.50
Q1 2016	77,516	$564	$2.00	$1.57 - $2.30
Q4 2015	91,275	$637	$2.11	$1.80 - $2.22
Q3 2015	141,375	$1,008	$2.09	$1.49 - $2.29
Q2 2015	170,975	$1,260	$2.18	$1.97 - $2.33
Q1 2015	175,175	$1,480	$2.25	$2.15 - $2.34
Q4 2014	119,641	$988	$2.34	$2.06 - $2.50
Q3 2014	118,141	$1,170	$2.59	$2.48 - $2.69
Q2 2014	154,941	$1,646	$2.48	$2.18 - $2.60
Q1 2014	150,189	$1,622	$2.55	$2.47 - $2.63
Q4 2013	164,127	$1,842	$2.52	$2.40 - $2.59
Q3 2013	181,018	$2,022	$2.42	$2.27 - $2.55
Q2 2013	114,926	$1,241	$2.26	$2.14 - $2.34