PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Allen Investment Management LLC's Holding History (CIK: 0001326234)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 224,054 Value ($000) $2,218 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 80,993 Value ($000) $861 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 57,908 Value ($000) $625 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 44,344 Value ($000) $498 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 37,949 Value ($000) $424 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 32,250 Value ($000) $348 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	224,054	$2,218	$2.59	$2.48 - $2.69
Q2 2014	80,993	$861	$2.48	$2.18 - $2.60
Q1 2014	57,908	$625	$2.55	$2.47 - $2.63
Q4 2013	44,344	$498	$2.52	$2.40 - $2.59
Q3 2013	37,949	$424	$2.42	$2.27 - $2.55
Q2 2013	32,250	$348	$2.26	$2.14 - $2.34