PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

North Star Investment Management Corp.'s Holding History (CIK: 0001342857)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 3,000 Value ($000) $20 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 4,500 Value ($000) $37 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 4,500 Value ($000) $41 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 4,500 Value ($000) $38 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 4,500 Value ($000) $36 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 4,500 Value ($000) $35 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 1,500 Value ($000) $11 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 1,500 Value ($000) $10 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 1,500 Value ($000) $11 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 1,500 Value ($000) $11 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 1,500 Value ($000) $13 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 1,500 Value ($000) $12 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 1,500 Value ($000) $15 Avg Close $2.59 Range $2.48 - $2.69

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	3,000	$20	$2.71	$2.39 - $2.99
Q2 2017	4,500	$37	$3.01	$2.79 - $3.29
Q1 2017	4,500	$41	$3.06	$2.80 - $3.27
Q4 2016	4,500	$38	$2.66	$2.34 - $2.87
Q3 2016	4,500	$36	$2.66	$2.47 - $2.82
Q2 2016	4,500	$35	$2.35	$2.17 - $2.50
Q1 2016	1,500	$11	$2.00	$1.57 - $2.30
Q4 2015	1,500	$10	$2.11	$1.80 - $2.22
Q3 2015	1,500	$11	$2.09	$1.49 - $2.29
Q2 2015	1,500	$11	$2.18	$1.97 - $2.33
Q1 2015	1,500	$13	$2.25	$2.15 - $2.34
Q4 2014	1,500	$12	$2.34	$2.06 - $2.50
Q3 2014	1,500	$15	$2.59	$2.48 - $2.69