PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Phocas Financial Corp.'s Holding History (CIK: 0001356783)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 3,147 Value ($000) $21 Avg Close $2.89 Range $2.74 - $3.00

Q4 2018

Shares 712 Value ($000) $4 Avg Close $2.79 Range $2.38 - $3.03

Q3 2013

Shares 248,208 Value ($000) $2,775 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 246,730 Value ($000) $2,665 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	3,147	$21	$2.89	$2.74 - $3.00
Q4 2018	712	$4	$2.79	$2.38 - $3.03
Q3 2013	248,208	$2,775	$2.42	$2.27 - $2.55
Q2 2013	246,730	$2,665	$2.26	$2.14 - $2.34