PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 130,884 Value ($000) $708 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 110,175 Value ($000) $554 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 125,492 Value ($000) $641 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 95,517 Value ($000) $406 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 37,914 Value ($000) $244 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 46,441 Value ($000) $306 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 103,645 Value ($000) $677 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 57,957 Value ($000) $378 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 89,148 Value ($000) $563 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 76,978 Value ($000) $564 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 61,707 Value ($000) $414 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 48,696 Value ($000) $319 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 62,741 Value ($000) $423 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 41,384 Value ($000) $278 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 57,248 Value ($000) $465 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 55,963 Value ($000) $506 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 34,237 Value ($000) $286 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 54,965 Value ($000) $445 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 46,612 Value ($000) $365 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 47,830 Value ($000) $348 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 92,234 Value ($000) $644 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 73,408 Value ($000) $523 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 72,194 Value ($000) $532 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 43,935 Value ($000) $371 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 14,668 Value ($000) $121 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 20,816 Value ($000) $206 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 19,663 Value ($000) $209 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 32,564 Value ($000) $352 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 28,781 Value ($000) $323 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 23,094 Value ($000) $258 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 12,538 Value ($000) $135 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	130,884	$708	$2.78	$2.59 - $3.03
Q3 2020	110,175	$554	$2.56	$2.35 - $2.69
Q2 2020	125,492	$641	$2.31	$1.79 - $2.88
Q1 2020	95,517	$406	$2.80	$1.92 - $3.13
Q4 2019	37,914	$244	$3.01	$2.91 - $3.14
Q3 2019	46,441	$306	$2.96	$2.79 - $3.06
Q2 2019	103,645	$677	$2.89	$2.74 - $3.00
Q1 2019	57,957	$378	$2.83	$2.63 - $2.97
Q4 2018	89,148	$563	$2.79	$2.38 - $3.03
Q3 2018	76,978	$564	$2.85	$2.66 - $3.09
Q2 2018	61,707	$414	$2.61	$2.47 - $2.75
Q1 2018	48,696	$319	$2.55	$2.27 - $2.67
Q4 2017	62,741	$423	$2.43	$2.05 - $2.77
Q3 2017	41,384	$278	$2.71	$2.39 - $2.99
Q2 2017	57,248	$465	$3.01	$2.79 - $3.29
Q1 2017	55,963	$506	$3.06	$2.80 - $3.27
Q4 2016	34,237	$286	$2.66	$2.34 - $2.87
Q3 2016	54,965	$445	$2.66	$2.47 - $2.82
Q2 2016	46,612	$365	$2.35	$2.17 - $2.50
Q1 2016	47,830	$348	$2.00	$1.57 - $2.30
Q4 2015	92,234	$644	$2.11	$1.80 - $2.22
Q3 2015	73,408	$523	$2.09	$1.49 - $2.29
Q2 2015	72,194	$532	$2.18	$1.97 - $2.33
Q1 2015	43,935	$371	$2.25	$2.15 - $2.34
Q4 2014	14,668	$121	$2.34	$2.06 - $2.50
Q3 2014	20,816	$206	$2.59	$2.48 - $2.69
Q2 2014	19,663	$209	$2.48	$2.18 - $2.60
Q1 2014	32,564	$352	$2.55	$2.47 - $2.63
Q4 2013	28,781	$323	$2.52	$2.40 - $2.59
Q3 2013	23,094	$258	$2.42	$2.27 - $2.55
Q2 2013	12,538	$135	$2.26	$2.14 - $2.34