PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 42,280 Value ($000) $460 Avg Close $2.52 Range $2.40 - $2.59
Q3 2013
Shares 21,744 Value ($000) $243 Avg Close $2.42 Range $2.27 - $2.55