PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

HBK Sorce Advisory LLC's Holding History (CIK: 0001379995)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 26,820 Value ($000) $266 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 23,445 Value ($000) $249 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 21,720 Value ($000) $235 Avg Close $2.55 Range $2.47 - $2.63

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	26,820	$266	$2.59	$2.48 - $2.69
Q2 2014	23,445	$249	$2.48	$2.18 - $2.60
Q1 2014	21,720	$235	$2.55	$2.47 - $2.63