PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 821,147 Value ($000) $2,127 Avg Close $2.54 Range $2.37 - $2.77

Q3 2025

Shares 882,630 Value ($000) $2,427 Avg Close $2.71 Range $2.36 - $3.13

Q2 2025

Shares 854,917 Value ($000) $2,719 Avg Close $3.02 Range $2.73 - $3.52

Q1 2025

Shares 1,001,866 Value ($000) $4,108 Avg Close $3.62 Range $3.43 - $3.78

Q4 2024

Shares 988,657 Value ($000) $4,261 Avg Close $3.91 Range $3.37 - $4.36

Q3 2024

Shares 1,004,800 Value ($000) $5,376 Avg Close $4.18 Range $3.69 - $4.44

Q2 2024

Shares 1,066,922 Value ($000) $5,900 Avg Close $4.19 Range $3.92 - $4.37

Q1 2024

Shares 1,079,132 Value ($000) $5,957 Avg Close $4.26 Range $3.86 - $4.59

Q4 2023

Shares 1,045,257 Value ($000) $6,261 Avg Close $4.13 Range $3.60 - $4.56

Q3 2023

Shares 899,525 Value ($000) $5,442 Avg Close $4.34 Range $4.16 - $4.61

Q2 2023

Shares 860,315 Value ($000) $5,334 Avg Close $4.35 Range $4.00 - $4.68

Q1 2023

Shares 955,631 Value ($000) $6,651 Avg Close $4.79 Range $4.26 - $5.07

Q4 2022

Shares 825,634 Value ($000) $5,771 Avg Close $4.63 Range $3.90 - $5.07

Q3 2022

Shares 796,206 Value ($000) $4,936 Avg Close $4.69 Range $3.88 - $5.14

Q2 2022

Shares 739,993 Value ($000) $5,173 Avg Close $4.71 Range $4.11 - $5.24

Q1 2022

Shares 716,992 Value ($000) $5,937 Avg Close $4.99 Range $4.41 - $5.32

Q4 2021

Shares 649,198 Value ($000) $5,460 Avg Close $4.94 Range $4.51 - $5.31

Q3 2021

Shares 576,563 Value ($000) $4,440 Avg Close $4.63 Range $4.40 - $4.83

Q2 2021

Shares 515,696 Value ($000) $4,327 Avg Close $4.69 Range $4.24 - $5.23

Q1 2021

Shares 543,718 Value ($000) $4,170 Avg Close $3.77 Range $2.90 - $4.37

Q4 2020

Shares 398,269 Value ($000) $2,155 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 421,507 Value ($000) $2,120 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 436,329 Value ($000) $2,230 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 581,746 Value ($000) $2,472 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 574,305 Value ($000) $3,699 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 431,992 Value ($000) $2,847 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 505,734 Value ($000) $3,302 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 514,793 Value ($000) $3,356 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 518,755 Value ($000) $3,273 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 503,322 Value ($000) $3,689 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 416,778 Value ($000) $2,797 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 381,447 Value ($000) $2,498 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 274,451 Value ($000) $1,850 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 261,000 Value ($000) $1,754 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 297,929 Value ($000) $2,419 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 303,967 Value ($000) $2,763 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 283,877 Value ($000) $2,393 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 212,761 Value ($000) $1,711 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 391,449 Value ($000) $3,065 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 607,450 Value ($000) $4,355 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 669,239 Value ($000) $4,772 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 356,876 Value ($000) $2,644 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 1,709,884 Value ($000) $12,533 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 1,755,075 Value ($000) $14,743 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 704,049 Value ($000) $5,815 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 264,441 Value ($000) $2,623 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 229,499 Value ($000) $2,438 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 278,739 Value ($000) $3,010 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 263,273 Value ($000) $2,954 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 226,064 Value ($000) $2,505 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 130,415 Value ($000) $1,408 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	821,147	$2,127	$2.54	$2.37 - $2.77
Q3 2025	882,630	$2,427	$2.71	$2.36 - $3.13
Q2 2025	854,917	$2,719	$3.02	$2.73 - $3.52
Q1 2025	1,001,866	$4,108	$3.62	$3.43 - $3.78
Q4 2024	988,657	$4,261	$3.91	$3.37 - $4.36
Q3 2024	1,004,800	$5,376	$4.18	$3.69 - $4.44
Q2 2024	1,066,922	$5,900	$4.19	$3.92 - $4.37
Q1 2024	1,079,132	$5,957	$4.26	$3.86 - $4.59
Q4 2023	1,045,257	$6,261	$4.13	$3.60 - $4.56
Q3 2023	899,525	$5,442	$4.34	$4.16 - $4.61
Q2 2023	860,315	$5,334	$4.35	$4.00 - $4.68
Q1 2023	955,631	$6,651	$4.79	$4.26 - $5.07
Q4 2022	825,634	$5,771	$4.63	$3.90 - $5.07
Q3 2022	796,206	$4,936	$4.69	$3.88 - $5.14
Q2 2022	739,993	$5,173	$4.71	$4.11 - $5.24
Q1 2022	716,992	$5,937	$4.99	$4.41 - $5.32
Q4 2021	649,198	$5,460	$4.94	$4.51 - $5.31
Q3 2021	576,563	$4,440	$4.63	$4.40 - $4.83
Q2 2021	515,696	$4,327	$4.69	$4.24 - $5.23
Q1 2021	543,718	$4,170	$3.77	$2.90 - $4.37
Q4 2020	398,269	$2,155	$2.78	$2.59 - $3.03
Q3 2020	421,507	$2,120	$2.56	$2.35 - $2.69
Q2 2020	436,329	$2,230	$2.31	$1.79 - $2.88
Q1 2020	581,746	$2,472	$2.80	$1.92 - $3.13
Q4 2019	574,305	$3,699	$3.01	$2.91 - $3.14
Q3 2019	431,992	$2,847	$2.96	$2.79 - $3.06
Q2 2019	505,734	$3,302	$2.89	$2.74 - $3.00
Q1 2019	514,793	$3,356	$2.83	$2.63 - $2.97
Q4 2018	518,755	$3,273	$2.79	$2.38 - $3.03
Q3 2018	503,322	$3,689	$2.85	$2.66 - $3.09
Q2 2018	416,778	$2,797	$2.61	$2.47 - $2.75
Q1 2018	381,447	$2,498	$2.55	$2.27 - $2.67
Q4 2017	274,451	$1,850	$2.43	$2.05 - $2.77
Q3 2017	261,000	$1,754	$2.71	$2.39 - $2.99
Q2 2017	297,929	$2,419	$3.01	$2.79 - $3.29
Q1 2017	303,967	$2,763	$3.06	$2.80 - $3.27
Q4 2016	283,877	$2,393	$2.66	$2.34 - $2.87
Q3 2016	212,761	$1,711	$2.66	$2.47 - $2.82
Q2 2016	391,449	$3,065	$2.35	$2.17 - $2.50
Q1 2016	607,450	$4,355	$2.00	$1.57 - $2.30
Q4 2015	669,239	$4,772	$2.11	$1.80 - $2.22
Q3 2015	356,876	$2,644	$2.09	$1.49 - $2.29
Q2 2015	1,709,884	$12,533	$2.18	$1.97 - $2.33
Q1 2015	1,755,075	$14,743	$2.25	$2.15 - $2.34
Q4 2014	704,049	$5,815	$2.34	$2.06 - $2.50
Q3 2014	264,441	$2,623	$2.59	$2.48 - $2.69
Q2 2014	229,499	$2,438	$2.48	$2.18 - $2.60
Q1 2014	278,739	$3,010	$2.55	$2.47 - $2.63
Q4 2013	263,273	$2,954	$2.52	$2.40 - $2.59
Q3 2013	226,064	$2,505	$2.42	$2.27 - $2.55
Q2 2013	130,415	$1,408	$2.26	$2.14 - $2.34