PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 206,098 Value ($000) $1,300 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 269,544 Value ($000) $1,975 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 304,247 Value ($000) $2,041 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 320,413 Value ($000) $2,098 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 377,495 Value ($000) $2,544 Avg Close $2.43 Range $2.05 - $2.77

Q1 2014

Shares 82,820 Value ($000) $894 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 92,000 Value ($000) $1,032 Avg Close $2.52 Range $2.40 - $2.59

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	206,098	$1,300	$2.79	$2.38 - $3.03
Q3 2018	269,544	$1,975	$2.85	$2.66 - $3.09
Q2 2018	304,247	$2,041	$2.61	$2.47 - $2.75
Q1 2018	320,413	$2,098	$2.55	$2.27 - $2.67
Q4 2017	377,495	$2,544	$2.43	$2.05 - $2.77
Q1 2014	82,820	$894	$2.55	$2.47 - $2.63
Q4 2013	92,000	$1,032	$2.52	$2.40 - $2.59