PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 358,070 Value ($000) $1 Avg Close $2.54 Range $2.37 - $2.77

Q3 2025

Shares 280,399 Value ($000) $1 Avg Close $2.71 Range $2.36 - $3.13

Q2 2025

Shares 347,347 Value ($000) $1 Avg Close $3.02 Range $2.73 - $3.52

Q1 2025

Shares 308,331 Value ($000) $1 Avg Close $3.62 Range $3.43 - $3.78

Q4 2024

Shares 343,073 Value ($000) $1 Avg Close $3.91 Range $3.37 - $4.36

Q3 2024

Shares 378,177 Value ($000) $2 Avg Close $4.18 Range $3.69 - $4.44

Q2 2024

Shares 882,952 Value ($000) $5 Avg Close $4.19 Range $3.92 - $4.37

Q1 2024

Shares 1,044,632 Value ($000) $6 Avg Close $4.26 Range $3.86 - $4.59

Q4 2023

Shares 956,275 Value ($000) $6 Avg Close $4.13 Range $3.60 - $4.56

Q3 2023

Shares 791,903 Value ($000) $5 Avg Close $4.34 Range $4.16 - $4.61

Q2 2023

Shares 750,357 Value ($000) $5 Avg Close $4.35 Range $4.00 - $4.68

Q1 2023

Shares 715,174 Value ($000) $5 Avg Close $4.79 Range $4.26 - $5.07

Q4 2022

Shares 666,177 Value ($000) $5 Avg Close $4.63 Range $3.90 - $5.07

Q3 2022

Shares 606,714 Value ($000) $3,762 Avg Close $4.69 Range $3.88 - $5.14

Q2 2022

Shares 563,173 Value ($000) $3,937 Avg Close $4.71 Range $4.11 - $5.24

Q1 2022

Shares 395,269 Value ($000) $3,273 Avg Close $4.99 Range $4.41 - $5.32

Q4 2021

Shares 364,850 Value ($000) $3,068 Avg Close $4.94 Range $4.51 - $5.31

Q3 2021

Shares 353,362 Value ($000) $2,721 Avg Close $4.63 Range $4.40 - $4.83

Q2 2021

Shares 354,357 Value ($000) $2,973 Avg Close $4.69 Range $4.24 - $5.23

Q1 2021

Shares 337,958 Value ($000) $2,592 Avg Close $3.77 Range $2.90 - $4.37

Q4 2020

Shares 370,038 Value ($000) $2,002 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 393,883 Value ($000) $1,981 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 278,175 Value ($000) $1,421 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 277,008 Value ($000) $1,177 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 281,612 Value ($000) $1,814 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 297,645 Value ($000) $1,961 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 300,364 Value ($000) $1,961 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 293,052 Value ($000) $1,911 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 253,694 Value ($000) $1,601 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 312,025 Value ($000) $2,287 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 334,065 Value ($000) $2,242 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 345,670 Value ($000) $2,264 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 366,752 Value ($000) $2,472 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 400,787 Value ($000) $2,693 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 420,750 Value ($000) $3,416 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 468,536 Value ($000) $4,236 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 474,671 Value ($000) $3,964 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 474,739 Value ($000) $3,845 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 552,796 Value ($000) $4,323 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 493,136 Value ($000) $3,585 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 511,326 Value ($000) $3,569 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 503,737 Value ($000) $3,592 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 394,408 Value ($000) $2,907 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 374,000 Value ($000) $3,160 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 374,437 Value ($000) $3,093 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 281,462 Value ($000) $2,786 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 232,145 Value ($000) $2,467 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 133,352 Value ($000) $1,440 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 93,392 Value ($000) $1,048 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 92,698 Value ($000) $1,035 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 100,696 Value ($000) $1,088 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	358,070	$1	$2.54	$2.37 - $2.77
Q3 2025	280,399	$1	$2.71	$2.36 - $3.13
Q2 2025	347,347	$1	$3.02	$2.73 - $3.52
Q1 2025	308,331	$1	$3.62	$3.43 - $3.78
Q4 2024	343,073	$1	$3.91	$3.37 - $4.36
Q3 2024	378,177	$2	$4.18	$3.69 - $4.44
Q2 2024	882,952	$5	$4.19	$3.92 - $4.37
Q1 2024	1,044,632	$6	$4.26	$3.86 - $4.59
Q4 2023	956,275	$6	$4.13	$3.60 - $4.56
Q3 2023	791,903	$5	$4.34	$4.16 - $4.61
Q2 2023	750,357	$5	$4.35	$4.00 - $4.68
Q1 2023	715,174	$5	$4.79	$4.26 - $5.07
Q4 2022	666,177	$5	$4.63	$3.90 - $5.07
Q3 2022	606,714	$3,762	$4.69	$3.88 - $5.14
Q2 2022	563,173	$3,937	$4.71	$4.11 - $5.24
Q1 2022	395,269	$3,273	$4.99	$4.41 - $5.32
Q4 2021	364,850	$3,068	$4.94	$4.51 - $5.31
Q3 2021	353,362	$2,721	$4.63	$4.40 - $4.83
Q2 2021	354,357	$2,973	$4.69	$4.24 - $5.23
Q1 2021	337,958	$2,592	$3.77	$2.90 - $4.37
Q4 2020	370,038	$2,002	$2.78	$2.59 - $3.03
Q3 2020	393,883	$1,981	$2.56	$2.35 - $2.69
Q2 2020	278,175	$1,421	$2.31	$1.79 - $2.88
Q1 2020	277,008	$1,177	$2.80	$1.92 - $3.13
Q4 2019	281,612	$1,814	$3.01	$2.91 - $3.14
Q3 2019	297,645	$1,961	$2.96	$2.79 - $3.06
Q2 2019	300,364	$1,961	$2.89	$2.74 - $3.00
Q1 2019	293,052	$1,911	$2.83	$2.63 - $2.97
Q4 2018	253,694	$1,601	$2.79	$2.38 - $3.03
Q3 2018	312,025	$2,287	$2.85	$2.66 - $3.09
Q2 2018	334,065	$2,242	$2.61	$2.47 - $2.75
Q1 2018	345,670	$2,264	$2.55	$2.27 - $2.67
Q4 2017	366,752	$2,472	$2.43	$2.05 - $2.77
Q3 2017	400,787	$2,693	$2.71	$2.39 - $2.99
Q2 2017	420,750	$3,416	$3.01	$2.79 - $3.29
Q1 2017	468,536	$4,236	$3.06	$2.80 - $3.27
Q4 2016	474,671	$3,964	$2.66	$2.34 - $2.87
Q3 2016	474,739	$3,845	$2.66	$2.47 - $2.82
Q2 2016	552,796	$4,323	$2.35	$2.17 - $2.50
Q1 2016	493,136	$3,585	$2.00	$1.57 - $2.30
Q4 2015	511,326	$3,569	$2.11	$1.80 - $2.22
Q3 2015	503,737	$3,592	$2.09	$1.49 - $2.29
Q2 2015	394,408	$2,907	$2.18	$1.97 - $2.33
Q1 2015	374,000	$3,160	$2.25	$2.15 - $2.34
Q4 2014	374,437	$3,093	$2.34	$2.06 - $2.50
Q3 2014	281,462	$2,786	$2.59	$2.48 - $2.69
Q2 2014	232,145	$2,467	$2.48	$2.18 - $2.60
Q1 2014	133,352	$1,440	$2.55	$2.47 - $2.63
Q4 2013	93,392	$1,048	$2.52	$2.40 - $2.59
Q3 2013	92,698	$1,035	$2.42	$2.27 - $2.55
Q2 2013	100,696	$1,088	$2.26	$2.14 - $2.34