PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

CIBC WORLD MARKET INC.'s Holding History (CIK: 0001421224)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 28,886 Value ($000) $123 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 33,567 Value ($000) $216 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 49,897 Value ($000) $329 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 54,054 Value ($000) $353 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 70,615 Value ($000) $460 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 76,216 Value ($000) $481 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 84,063 Value ($000) $616 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 110,543 Value ($000) $742 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 118,725 Value ($000) $778 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 130,032 Value ($000) $876 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 133,018 Value ($000) $894 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 143,547 Value ($000) $1,166 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 67,708 Value ($000) $612 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 79,543 Value ($000) $664 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 124,037 Value ($000) $1,005 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 149,145 Value ($000) $1,166 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 163,567 Value ($000) $1,189 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 178,381 Value ($000) $1,245 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 171,162 Value ($000) $1,220 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 217,257 Value ($000) $1,601 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 210,572 Value ($000) $1,779 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 230,356 Value ($000) $1,903 Avg Close $2.34 Range $2.06 - $2.50

Q3 2013

Shares 265,591 Value ($000) $2,967 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 320,960 Value ($000) $3,466 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	28,886	$123	$2.80	$1.92 - $3.13
Q4 2019	33,567	$216	$3.01	$2.91 - $3.14
Q3 2019	49,897	$329	$2.96	$2.79 - $3.06
Q2 2019	54,054	$353	$2.89	$2.74 - $3.00
Q1 2019	70,615	$460	$2.83	$2.63 - $2.97
Q4 2018	76,216	$481	$2.79	$2.38 - $3.03
Q3 2018	84,063	$616	$2.85	$2.66 - $3.09
Q2 2018	110,543	$742	$2.61	$2.47 - $2.75
Q1 2018	118,725	$778	$2.55	$2.27 - $2.67
Q4 2017	130,032	$876	$2.43	$2.05 - $2.77
Q3 2017	133,018	$894	$2.71	$2.39 - $2.99
Q2 2017	143,547	$1,166	$3.01	$2.79 - $3.29
Q1 2017	67,708	$612	$3.06	$2.80 - $3.27
Q4 2016	79,543	$664	$2.66	$2.34 - $2.87
Q3 2016	124,037	$1,005	$2.66	$2.47 - $2.82
Q2 2016	149,145	$1,166	$2.35	$2.17 - $2.50
Q1 2016	163,567	$1,189	$2.00	$1.57 - $2.30
Q4 2015	178,381	$1,245	$2.11	$1.80 - $2.22
Q3 2015	171,162	$1,220	$2.09	$1.49 - $2.29
Q2 2015	217,257	$1,601	$2.18	$1.97 - $2.33
Q1 2015	210,572	$1,779	$2.25	$2.15 - $2.34
Q4 2014	230,356	$1,903	$2.34	$2.06 - $2.50
Q3 2013	265,591	$2,967	$2.42	$2.27 - $2.55
Q2 2013	320,960	$3,466	$2.26	$2.14 - $2.34