PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Voya Financial Advisors, Inc.'s Holding History (CIK: 0001424367)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 11,152 Value ($000) $93 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 18,070 Value ($000) $147 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 24,917 Value ($000) $196 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 18,362 Value ($000) $130 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 19,668 Value ($000) $138 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 21,763 Value ($000) $154 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 12,804 Value ($000) $94 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 10,230 Value ($000) $86 Avg Close $2.25 Range $2.15 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	11,152	$93	$2.66	$2.34 - $2.87
Q3 2016	18,070	$147	$2.66	$2.47 - $2.82
Q2 2016	24,917	$196	$2.35	$2.17 - $2.50
Q1 2016	18,362	$130	$2.00	$1.57 - $2.30
Q4 2015	19,668	$138	$2.11	$1.80 - $2.22
Q3 2015	21,763	$154	$2.09	$1.49 - $2.29
Q2 2015	12,804	$94	$2.18	$1.97 - $2.33
Q1 2015	10,230	$86	$2.25	$2.15 - $2.34