PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 82,546 Value ($000) $544 Avg Close $2.96 Range $2.79 - $3.06

Q1 2019

Shares 89,283 Value ($000) $582 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 186,140 Value ($000) $1,208 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 177,718 Value ($000) $1,303 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 84,771 Value ($000) $569 Avg Close $2.61 Range $2.47 - $2.75

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	82,546	$544	$2.96	$2.79 - $3.06
Q1 2019	89,283	$582	$2.83	$2.63 - $2.97
Q4 2018	186,140	$1,208	$2.79	$2.38 - $3.03
Q3 2018	177,718	$1,303	$2.85	$2.66 - $3.09
Q2 2018	84,771	$569	$2.61	$2.47 - $2.75