PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 19,539 Value ($000) $218 Avg Close $2.42 Range $2.27 - $2.55
Q2 2013
Shares 42,202 Value ($000) $456 Avg Close $2.26 Range $2.14 - $2.34