PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015

Shares 83,428 Value ($000) $705 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 1,097,491 Value ($000) $9,065 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 37,200 Value ($000) $368 Avg Close $2.59 Range $2.48 - $2.69

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2015	83,428	$705	$2.25	$2.15 - $2.34
Q4 2014	1,097,491	$9,065	$2.34	$2.06 - $2.50
Q3 2014	37,200	$368	$2.59	$2.48 - $2.69