PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

IMA Wealth, Inc.'s Holding History (CIK: 0001455495)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 13,150 Value ($000) $94 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 52,770 Value ($000) $389 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 54,700 Value ($000) $462 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 49,020 Value ($000) $405 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 50,970 Value ($000) $505 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 51,220 Value ($000) $544 Avg Close $2.48 Range $2.18 - $2.60

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	13,150	$94	$2.09	$1.49 - $2.29
Q2 2015	52,770	$389	$2.18	$1.97 - $2.33
Q1 2015	54,700	$462	$2.25	$2.15 - $2.34
Q4 2014	49,020	$405	$2.34	$2.06 - $2.50
Q3 2014	50,970	$505	$2.59	$2.48 - $2.69
Q2 2014	51,220	$544	$2.48	$2.18 - $2.60