PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 40,000 Value ($000) $257 Avg Close $3.01 Range $2.91 - $3.14
Q4 2013
Shares 2,000 Value ($000) $20 Avg Close $2.52 Range $2.40 - $2.59
Q3 2013
Shares 2,000 Value ($000) $52 Avg Close $2.42 Range $2.27 - $2.55