PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

St. James Investment Company, LLC's Holding History (CIK: 0001504492)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 64,604 Value ($000) $461 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 67,859 Value ($000) $500 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 64,809 Value ($000) $548 Avg Close $2.25 Range $2.15 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	64,604	$461	$2.09	$1.49 - $2.29
Q2 2015	67,859	$500	$2.18	$1.97 - $2.33
Q1 2015	64,809	$548	$2.25	$2.15 - $2.34