PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

SUMMIT SECURITIES GROUP LLC's Holding History (CIK: 0001531593)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 17,500 Value ($000) $142 Avg Close $3.01 Range $2.79 - $3.29
Q4 2015
Shares 12,500 Value ($000) $87 Avg Close $2.11 Range $1.80 - $2.22
Q2 2015
Shares 2,000 Value ($000) $15 Avg Close $2.18 Range $1.97 - $2.33
Q1 2015
Shares 14,000 Value ($000) $118 Avg Close $2.25 Range $2.15 - $2.34
Q4 2014
Shares 2,300 Value ($000) $19 Avg Close $2.34 Range $2.06 - $2.50
Q3 2014
Shares 35,700 Value ($000) $353 Avg Close $2.59 Range $2.48 - $2.69
Q1 2014
Shares 29,400 Value ($000) $318 Avg Close $2.55 Range $2.47 - $2.63
Q3 2013
Shares 22,800 Value ($000) $255 Avg Close $2.42 Range $2.27 - $2.55
Q2 2013
Shares 8,000 Value ($000) $86 Avg Close $2.26 Range $2.14 - $2.34