PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Leonteq Securities AG's Holding History (CIK: 0001535950)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 800 Value ($000) $5 Avg Close $4.13 Range $3.60 - $4.56

Q3 2023

Shares 800 Value ($000) $5 Avg Close $4.34 Range $4.16 - $4.61

Q2 2023

Shares 800 Value ($000) $5 Avg Close $4.35 Range $4.00 - $4.68

Q1 2023

Shares 3,200 Value ($000) $22 Avg Close $4.79 Range $4.26 - $5.07

Q4 2022

Shares 5,700 Value ($000) $40 Avg Close $4.63 Range $3.90 - $5.07

Q3 2022

Shares 6,200 Value ($000) $38 Avg Close $4.69 Range $3.88 - $5.14

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	800	$5	$4.13	$3.60 - $4.56
Q3 2023	800	$5	$4.34	$4.16 - $4.61
Q2 2023	800	$5	$4.35	$4.00 - $4.68
Q1 2023	3,200	$22	$4.79	$4.26 - $5.07
Q4 2022	5,700	$40	$4.63	$3.90 - $5.07
Q3 2022	6,200	$38	$4.69	$3.88 - $5.14