PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

FineMark National Bank & Trust's Holding History (CIK: 0001537720)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 9,000 Value ($000) $75 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 9,000 Value ($000) $73 Avg Close $2.66 Range $2.47 - $2.82

Q1 2015

Shares 2,548 Value ($000) $22 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 2,529 Value ($000) $21 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 2,511 Value ($000) $25 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 495 Value ($000) $5 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 2,665 Value ($000) $29 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 2,651 Value ($000) $30 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 418 Value ($000) $5 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 406 Value ($000) $4 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	9,000	$75	$2.66	$2.34 - $2.87
Q3 2016	9,000	$73	$2.66	$2.47 - $2.82
Q1 2015	2,548	$22	$2.25	$2.15 - $2.34
Q4 2014	2,529	$21	$2.34	$2.06 - $2.50
Q3 2014	2,511	$25	$2.59	$2.48 - $2.69
Q2 2014	495	$5	$2.48	$2.18 - $2.60
Q1 2014	2,665	$29	$2.55	$2.47 - $2.63
Q4 2013	2,651	$30	$2.52	$2.40 - $2.59
Q3 2013	418	$5	$2.42	$2.27 - $2.55
Q2 2013	406	$4	$2.26	$2.14 - $2.34