PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 19,900 Value ($000) $55 Avg Close $2.71 Range $2.36 - $3.13

Q2 2025

Shares 15,400 Value ($000) $49 Avg Close $3.02 Range $2.73 - $3.52

Q1 2025

Shares 15,400 Value ($000) $63 Avg Close $3.62 Range $3.43 - $3.78

Q4 2024

Shares 70,504 Value ($000) $304 Avg Close $3.91 Range $3.37 - $4.36

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	19,900	$55	$2.71	$2.36 - $3.13
Q2 2025	15,400	$49	$3.02	$2.73 - $3.52
Q1 2025	15,400	$63	$3.62	$3.43 - $3.78
Q4 2024	70,504	$304	$3.91	$3.37 - $4.36